FINRA issues FAQs about public offering review process
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Description
Abstract: Among other things, the Financial Industry Regulatory Authority (FINRA) reviews the underwriting arrangements for all public offerings to ensure that the underwriter’s compensation is fair and reasonable. To demystify what can be a confusing process, FINRA recently published a set of answers to frequently asked questions (FAQs) about public offering reviews. This article looks at some of the highlights.
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