DOL clarifies brokerage window disclosure requirements
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Description
Abstract: The Department of Labor (DOL) last year provided guidance on ERISA service provider fee disclosure regulations. The guidance clarified disclosure requirements when brokerage windows are available in a plan. A brokerage window is a self-directed type of qualified retirement plan as opposed to the more common platform of funds from which a participant can choose. This article reviews the guidance on brokerage windows.
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